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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-23
  • CT RA
    APPROVED
    Since 2025-01-23

Branch Locations

21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States

2458 East Joyce Blvd. Suite 8, Fayetteville, AR 72703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services, Llc East Hartford CT 08/2021 10/2022
Unemployed Bristol CT 06/2021 08/2021
Starbucks Bloomfield CT 07/2013 06/2021
Raymond James Financial Services, Inc. Avon CT 12/2022 01/2025
Argentum Financial Partners Avon CT 12/2022 01/2025
Firefly Hollow Brewing Bristol CT 10/2022 01/2023
Raymond James Financial Services Advisors, Inc Avon CT 05/2023 01/2025
Lincoln Investment Fort Washington PA 01/2025 Present
  • 08/2021 → 10/2022
    Cetera Investment Services, Llc
    East Hartford, CT
  • 06/2021 → 08/2021
    Unemployed
    Bristol, CT
  • 07/2013 → 06/2021
    Starbucks
    Bloomfield, CT
  • 12/2022 → 01/2025
    Raymond James Financial Services, Inc.
    Avon, CT
  • 12/2022 → 01/2025
    Argentum Financial Partners
    Avon, CT
  • 10/2022 → 01/2023
    Firefly Hollow Brewing
    Bristol, CT
  • 05/2023 → 01/2025
    Avon, CT
  • 01/2025 → Present
    Fort Washington, PA
Previous Registrations
Other Businesses

SKYSCRAPER SANDWICH FOOD TRUCK POSITION: Employee NATURE: Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2023 ADDRESS: 275 Dug Road, Glastonbury CT 06073, United States DESCRIPTION: Cashiering and food prep ANCHORPOINT FINANCIAL POSITION: Sales Assistant NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 7 START DATE: 01/16/2025 ADDRESS: 2458 E. Joyce Blvd., Suite 8, Fayetteville AZ 72703, United States DESCRIPTION: Answering phones, paperwork, appointment and investment research White Birch Herbal, LLC Position: Owner Nature: Selling herbal products Investment Related: No Hours: 40 Securities Trading Hours: 0 Start Date: 11/1/2025 Address: 538 Burlington Ave Bristol, CT 06010 Description: I craft herbal tea blends, herbal vinegars, and dried herbal blends for sale to the public in CT only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-09
  • S66 Uniform Combined State Law Examination
    2023-05-09
Other Names
  • Nicole Nims
  • Nicole Phinney
  • Nicole Hammick

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