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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-27
WI RA APPROVED 2022-07-09
  • TX RA
    APPROVED
    Since 2022-07-27
  • WI RA
    APPROVED
    Since 2022-07-09

Branch Locations

2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States

Clintonville, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc De Pere WI 09/2021 Present
Associated Bank Shawano WI 07/1988 08/2021
City National Bank De Pere WI 08/2022 Present
  • 09/2021 → Present
    De Pere, WI
  • 07/1988 → 08/2021
    Associated Bank
    Shawano, WI
  • 08/2022 → Present
    City National Bank
    De Pere, WI
Other Businesses

1) NAME OF ENTITY: WHISPERING PINES LLC ADDRESS: W8557 RUSTIC DRIVE, CLINTONVILLE WI 54929 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 41 UNIT STORAGE FACILITY CAPACITY: Owner - Active START DATE: 01/01/98 DUTIES: send out billings, collect rents and pay expenses HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Single Family Residence-Rental ADDRESS: N2826 County Rd Y Clintonville WI 54929 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner - Active START DATE: 01/01/10 DUTIES: make deposits and pay bills HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: SILVER LINE DISTRIBUTORS LLC ADDRESS: N2829 County Rd Y Clintonville WI 54929 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Distributes Mission Tortilla Products to Grocery Stores in Shawano and Waupaca Counties CAPACITY: Owner - Active START DATE: 04/01/08 DUTIES: I balance books, pay expenses and maintain account HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: SHAWANO COUNTRY CHAMBER OF COMMERCE ADDRESS: 1263 S MAIN ST SHAWANO WI 54166 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: CHAMBER VISITOR CENTER CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 06/01/23 DUTIES: Ribbon cutting for new business owners that come to Shawano. Meet current members at Chamber Events or volunteer at these events HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-09
  • S66 Uniform Combined State Law Examination
    2022-07-09
Other Names
  • Mary Wetzel
  • Mary Terese Wearing

View on SEC IAPD

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