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Kathleen A Duggan

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co Llc New York NY 02/2005 Present
Morgan Stanley New York NY 11/2016 Present
E*Trade Securities Llc New York NY 05/2021 Present
  • 02/2005 → Present
    Morgan Stanley & Co Llc
    New York, NY
  • 11/2016 → Present
    Morgan Stanley
    New York, NY
  • 05/2021 → Present
    E*Trade Securities Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-04-20
  • S63 Uniform Securities Agent State Law Examination
    2009-04-20
Other Names
  • Kathleen A Duggan
  • Kathleen Duggan Levens

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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