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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-10 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc | Denver | CO | 08/2021 | 10/2024 |
| 4 Rivers Equipment | Fort Collins | CO | 06/2021 | 07/2021 |
| N/A | Fort Collins | CO | 01/2021 | 05/2021 |
| Gmp Heat/Lion Home Service | Fort Collins | CO | 06/2020 | 12/2020 |
| Home Depot | Fort Collins | CO | 05/2020 | 05/2020 |
| Colorado State University | Fort Collins | CO | 08/2018 | 05/2020 |
| Seaman Crop Consulting | Hugoton | KS | 05/2018 | 07/2018 |
| Colorado State University | Fort Collins | CO | 01/2018 | 05/2018 |
| Loyola Marymount University | Los Angeles | CA | 08/2017 | 12/2017 |
| Orange Coast College | Costa Mesa | CA | 06/2017 | 08/2017 |
| United States Marine Corps | Camp Pendleton | CA | 06/2012 | 06/2017 |
| Osaic | Cody | WY | 10/2024 | 02/2025 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 06/2025 | Present |
| Wells Fargo Bank, Na | Houston | TX | 06/2025 | Present |
| Air Dynasty A/C And Heating Llc | Houston | TX | 04/2025 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-14 |
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