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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-13 |
| TX | RA | APPROVED_RES | 2013-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/1998 | Present |
| Bank Of America, N.A. | New York | NY | 03/2018 | Present |
I*106901 For profit or not for profit: For-Profit Organization Name of outside business organization: The Chapin School Investment related: N Address of business: NY, New York 10028 Nature of business: Corporation, Position, title, association: Advisory Board Member, Start date of relationship: 6/15/2017 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member of the Alumnae Board as a Co-Chair of Class Representatives
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-29 |
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