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Fatima I. Leon

J.P. Morgan Securities LLC

New York, NY

CRD 7419959

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
NY RA APPROVED 2021-12-10
  • TX RA
    APPROVED
    Since 2022-11-17
  • NY RA
    APPROVED
    Since 2021-12-10

Branch Locations

270 Park Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Doodlebugz Marietta GA 03/2016 08/2018
Hope Church Nursery Winston Salem NC 09/2017 05/2021
Wake Forest Conference Events Services Winston Salem NC 05/2019 07/2019
Wake Forest University Winston Salem NC 08/2017 05/2021
Unemployed Winston Salem NC 06/2021 06/2021
Jpmorgan Chase Bank Na New York NY 07/2021 Present
Jpmorgan Securities Llc New York NY 07/2021 Present
  • 03/2016 → 08/2018
    Doodlebugz
    Marietta, GA
  • 09/2017 → 05/2021
    Hope Church Nursery
    Winston Salem, NC
  • 05/2019 → 07/2019
    Wake Forest Conference Events Services
    Winston Salem, NC
  • 08/2017 → 05/2021
    Wake Forest University
    Winston Salem, NC
  • 06/2021 → 06/2021
    Unemployed
    Winston Salem, NC
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2021-12-10
Other Names
  • Fatima Isabel Leon Molina

View on SEC IAPD

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