Best Investors Account Sign in
Inactive

Samuel David Richter

Cain, Watters & Associates, LLC

Frisco, TX

Claim This Profile
Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-17
  • TX RA
    APPROVED
    Since 2021-08-17

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cain, Watters & Associates, Llc Frisco TX 06/2020 Present
Deloitte Dalls TX 08/2017 06/2020
Student College Station TX 06/2011 08/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-17
  • S65 Uniform Investment Adviser Law Examination
    2021-08-17

View on SEC IAPD

Other Firms

BSIP SLP GP, LLC
MCCLURE CAPITAL ADVISORS, INC.
MAVERICK TECH FUND MANAGER
WAYMAKER PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
CG ADVISORY SERVICES
CLAIRALPHA ADVISORS LLC

Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

More in Frisco, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor