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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-31
  • CT RA
    APPROVED
    Since 2023-05-31

Branch Locations

835 Straits Tpke Ste A, Middlebury, CT 06762 • United States

Southbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Middlebury CT 07/2021 Present
Christ The Redeemer Church Southbury CT 05/2013 11/2021
Other Businesses

Outside Employment; Honey Badger Management LLC; Associate Financial Advisor; Manage advisory business; 835 Straits Turnpike, Suite A, , Middlebury, CT, 06762; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
  • S66 Uniform Combined State Law Examination
    2023-05-26
Other Names
  • Adam Swiger
  • Adam Robert Swiger

View on SEC IAPD

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