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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-22
TX RA APPROVED 2025-12-22
  • NY RA
    APPROVED
    Since 2025-12-22
  • TX RA
    APPROVED
    Since 2025-12-22

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 07/2021 Present
Jpmorgan Securities Llc New York NY 07/2021 Present
Williams College Williamstown MA 09/2017 06/2021
Unemployed Bronx NY 09/2013 08/2017
New York Times New York NY 07/2018 08/2018
Empery Asset Management New York NY 06/2019 08/2019
Scopia Capital Management New York NY 06/2020 08/2020
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 09/2017 → 06/2021
    Williams College
    Williamstown, MA
  • 09/2013 → 08/2017
    Unemployed
    Bronx, NY
  • 07/2018 → 08/2018
    New York Times
    New York, NY
  • 06/2019 → 08/2019
    Empery Asset Management
    New York, NY
  • 06/2020 → 08/2020
    Scopia Capital Management
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-08
S63 Uniform Securities Agent State Law Examination 2021-12-11
  • S65 Uniform Investment Adviser Law Examination
    2025-12-08
  • S63 Uniform Securities Agent State Law Examination
    2021-12-11
Other Names
  • Bariki Ayodele Innis

View on SEC IAPD

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