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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| NY | RA | APPROVED | 2021-12-06 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 07/2021 | Present |
| Jpmorgan Securities Llc | New York | NY | 07/2021 | Present |
| Bmo Harris Bank | Chicago | IL | 07/2019 | 05/2021 |
| Ariel Investments | Chicago | IL | 06/2018 | 08/2018 |
| After School Matters (Chicago Cred) | Chicago | IL | 06/2017 | 08/2017 |
| Lake Forest Winter Club | Lake Forest | IL | 05/2016 | 09/2016 |
| University Of Chicago | Chicago | IL | 09/2015 | 06/2019 |
| North Star Investment Management Corporation | Chicago | IL | 08/2016 | 09/2016 |
| Unemployed | Chicago | IL | 06/2021 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-05 |
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