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Nicholas David Pelini

Mosaic Advisors

Houston, TX

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Current Employers
Mosaic Advisors

3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pelini Law Group, Pllc Houston TX 11/2022 06/2025
Mass Mutual / Strategic Financial Group Houston TX 01/2021 06/2025
Zwicker And Associates Sugar Land TX 10/2020 01/2021
Weatherford International Houston TX 10/2018 04/2020
South Texas College Of Law Houston Houston TX 08/2015 10/2018
Unemployed Houston TX 04/2020 10/2020
Mosaic Advisors Houston TX 06/2025 Present
  • 11/2022 → 06/2025
    Pelini Law Group, Pllc
    Houston, TX
  • 01/2021 → 06/2025
    Mass Mutual / Strategic Financial Group
    Houston, TX
  • 10/2020 → 01/2021
    Zwicker And Associates
    Sugar Land, TX
  • 10/2018 → 04/2020
    Weatherford International
    Houston, TX
  • 08/2015 → 10/2018
    South Texas College Of Law Houston
    Houston, TX
  • 04/2020 → 10/2020
    Unemployed
    Houston, TX
  • 06/2025 → Present
    Mosaic Advisors
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-10
  • S66 Uniform Combined State Law Examination
    2022-03-10
Other Names
  • Nicholas Pelini

View on SEC IAPD

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