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Katherine Audrey Copps

Rbc Capital Markets, LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-20
NM RA APPROVED 2015-08-18
  • TX RA
    APPROVED_RES
    Since 2015-08-20
  • NM RA
    APPROVED
    Since 2015-08-18

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Alburquerque NM 08/2015 Present
  • 08/2015 → Present
    Rbc Capital Markets
    Alburquerque, NM
Previous Registrations
  • 2014-02-20 → 2015-08-14
    Retirement Extender (R)
    Albuquerque, NM
  • 2013-02-08 → 2013-12-31
    Centaurus Financial, Inc.
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-07
  • S66 Uniform Combined State Law Examination
    2013-02-07
Other Names
  • Deana Faye Phillips
  • Deana Copps
  • Deana F Copps
  • Katherine A Copps

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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