Andrew Thomas Freeman

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → Present
  Principal Life Insurance Co
  Des Moines, IA
• 12/2013 → Present
  Principal Securities Inc
  Downers Grove, IL

Previous Registrations

• 2010-02-23 → 2012-12-31
  Advisory Consulting Group Llc
• 2007-06-15 → 2009-06-19
  Principal Securities, Inc.
  Des Moines, IA
  San Diego, CA
  Des Moines, IA

Other Businesses

PRINCIPAL BANK AND TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 3333 Finley Road, Suite 550, Downers Grove IL 60515, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-01