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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-28 |
| IA | RA | APPROVED | 2026-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cliff Nelson Recreation Center | Arlington | TX | 05/2017 | 08/2018 |
| Kennedale Hight School | Kennedale | TX | 08/2014 | 05/2018 |
| University Of Texas @ Arlington | Arlington | TX | 08/2018 | 12/2020 |
| Texas Tech University | Lubbock | TX | 01/2021 | 08/2021 |
| Principal Securities Inc | Des Moines | IA | 08/2021 | 11/2023 |
| Principal Life Insurance | Southlake | TX | 07/2021 | 11/2023 |
| Mccune Whiteley Wealth Management | Fort Worth | TX | 06/2022 | 08/2023 |
| Principal Funds Distributor, Inc. | Des Moines | IA | 11/2023 | 06/2026 |
| Principal Securities, Inc. | Des Moines | IA | 06/2026 | Present |
| Principal Life Insurance Company | Des Moines | IA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-31 |
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