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Current Employers
Uwharrie Investment Advisors, Inc.

132 North First Street, Albemarle, NC 28001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-14
  • NC RA
    APPROVED
    Since 2022-01-14

Branch Locations

132 North First Street, Albemarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uwharrie Capital Corp Ablemarle NC 07/2021 Present
Private Client Services Ablemarle NC 09/2021 Present
R.H. Barringer Greensboro NC 02/2019 06/2021
Reidsville Nissan Reidsville NC 01/2018 01/2019
Randolph Community College Asheboro NC 03/2017 12/2017
Devils Backbone Brewing Lexington VA 06/2015 03/2017
  • 07/2021 → Present
    Uwharrie Capital Corp
    Ablemarle, NC
  • 09/2021 → Present
    Private Client Services
    Ablemarle, NC
  • 02/2019 → 06/2021
    R.H. Barringer
    Greensboro, NC
  • 01/2018 → 01/2019
    Reidsville Nissan
    Reidsville, NC
  • 03/2017 → 12/2017
    Randolph Community College
    Asheboro, NC
  • 06/2015 → 03/2017
    Devils Backbone Brewing
    Lexington, VA
Other Businesses

1) Uwharrie Investment Advisors. 132 North First Street, Albemarle, NC 28001. Registered Investment Advisory business. Financial Advisor. Meeting with clients and servicing accounts. 160 hrs/mo;160 during trading hrs. 2) The Cason Group. 6404 Bannington Rd, Charlotte, NC 28226. The Cason Group is an insurance agency specializing in life, disability and long-term care solutions. As a licensed insurance agent, I contract with the Cason Group to be a life, disability and long-term care insurance producer. 10 hrs/mo; 10 during trading hrs. 3) Carl & Linda Grubb Family YMCA. 609 Trindale Rd, Archdale, NC 27263. Non-profit organization specializing in fitness, youth sports and programs, and community building. I serve as President of the Board of Directors and also represent this YMCA on the B.O.D. for the association of the Y's it is a part of. 10 hrs/mo/ 5 during trading hrs. Not Invesment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
  • S66 Uniform Combined State Law Examination
    2022-01-07
Other Names
  • Web Grubb
  • Carl Webster Grubb

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