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132 North First Street, Albemarle, NC 28001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uwharrie Capital Corp | Ablemarle | NC | 07/2021 | Present |
| Private Client Services | Ablemarle | NC | 09/2021 | Present |
| R.H. Barringer | Greensboro | NC | 02/2019 | 06/2021 |
| Reidsville Nissan | Reidsville | NC | 01/2018 | 01/2019 |
| Randolph Community College | Asheboro | NC | 03/2017 | 12/2017 |
| Devils Backbone Brewing | Lexington | VA | 06/2015 | 03/2017 |
1) Uwharrie Investment Advisors. 132 North First Street, Albemarle, NC 28001. Registered Investment Advisory business. Financial Advisor. Meeting with clients and servicing accounts. 160 hrs/mo;160 during trading hrs. 2) The Cason Group. 6404 Bannington Rd, Charlotte, NC 28226. The Cason Group is an insurance agency specializing in life, disability and long-term care solutions. As a licensed insurance agent, I contract with the Cason Group to be a life, disability and long-term care insurance producer. 10 hrs/mo; 10 during trading hrs. 3) Carl & Linda Grubb Family YMCA. 609 Trindale Rd, Archdale, NC 27263. Non-profit organization specializing in fitness, youth sports and programs, and community building. I serve as President of the Board of Directors and also represent this YMCA on the B.O.D. for the association of the Y's it is a part of. 10 hrs/mo/ 5 during trading hrs. Not Invesment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
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