Daniel Alexander Schmitz

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 12/2025
  The Vanguard Group, Inc.
  Charlotte, NC
• 01/2007 → 07/2021
  Lincoln Charter School
  Denver, NC
• 02/2021 → 01/2022
  Kingdom Building Holdings Llc
  Denver, NC
• 10/2020 → 01/2022
  Grayley Co.
  Stanley, NC
• 12/2025 → 01/2026
  Janney Montgomery Scott Llc
  Philadelphia, PA
• 01/2026 → Present
  Janney Montgomery Scott Llc
  Philadelphia, PA

Previous Registrations

• 2021-11-12 → 2026-01-14
  Vanguard Advisers, Inc.
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2021-11-10

Other Names

• Dan Alexander Schmitz
• Dan Schmitz
• Daniel Schmitz