Nicholas David St George

Current Employers

Employment History

• 06/2012 → 02/2018
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Huntersville, NC
• 02/2018 → 01/2022
  Raymond James Financial Services, Inc.
  Mooresville, NC
• 02/2018 → 01/2022
  Raymond James Financial Services Advisors Inc.
  Mooresville, NC
• 01/2022 → 11/2023
  Woodbury Financial Services Inc
  Charlotte, NC
• 11/2023 → Present
  Lpl Financial, Llc
  Stanley, NC

Previous Registrations

• 2022-01-11 → 2023-11-17
  Woodbury Financial Services, Inc.
  Charlotte, NC
• 2018-02-02 → 2022-01-18
  Raymond James Financial Services Advisors, Inc
  Huntersville, NC
  Mooresville, NC
• 2012-07-23 → 2018-02-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Huntersville, NC
  Belmont, NC
• 2011-04-26 → 2012-06-18
  Lpl Financial Llc
  Charlotte, NC
  Fort Mill, SC
• 2010-07-21 → 2011-04-26
  Uvest Financial Services Group, Inc.
  Charlotte, NC
• 2009-07-20 → 2010-07-12
  Ubs Financial Services Inc.
  Charlotte, NC
  Weehawken, NJ

Other Businesses

1) 10/2023 - St. George Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent

Exams

• S66 Uniform Combined State Law Examination
  2009-07-17
• S63 Uniform Securities Agent State Law Examination
  2005-11-08

Designations

Other Names

• Nicholas David St. George
• Nicholas David St George
• Nicholas St George