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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-10
  • DE RA
    APPROVED
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St Paul MN 07/2021 08/2023
Securian Financial Services Inc St Paul MN 07/2021 08/2023
Diamond State Financial Group Newark DE 07/2021 Present
Loft Newark DE 02/2020 12/2021
Elie Saab Paris 01/2020 01/2020
Ross New York NY 06/2020 06/2020
Simm Associates Newark DE 08/2018 11/2019
Piree's Piri Piri Grill Wilmington DE 07/2015 08/2018
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2021 → Present
    Diamond State Financial Group
    Newark, DE
  • 02/2020 → 12/2021
    Loft
    Newark, DE
  • 01/2020 → 01/2020
    Elie Saab
    Paris
  • 06/2020 → 06/2020
    Ross
    New York, NY
  • 08/2018 → 11/2019
    Simm Associates
    Newark, DE
  • 07/2015 → 08/2018
    Piree's Piri Piri Grill
    Wilmington, DE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-02-11 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2021-10-22
Designations

View on SEC IAPD

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