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Ryu Chase Yi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-21
  • TX RA
    APPROVED
    Since 2023-09-21

Branch Locations

15375 Memorial Dr, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2023 Present
Bank Of America Houston TX 06/2022 08/2022
Rice University Office Of Property Accounting Houston TX 02/2019 03/2020
Rice University Houston TX 08/2018 05/2023
Nevada Education System Las Vegas NV 08/2005 06/2018
Ameriprise Financial Las Vegas NV 06/2021 08/2021
Bank Of America N.A. Houston TX 09/2023 Present
  • 07/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
  • 06/2022 → 08/2022
    Bank Of America
    Houston, TX
  • 02/2019 → 03/2020
    Rice University Office Of Property Accounting
    Houston, TX
  • 08/2018 → 05/2023
    Rice University
    Houston, TX
  • 08/2005 → 06/2018
    Nevada Education System
    Las Vegas, NV
  • 06/2021 → 08/2021
    Ameriprise Financial
    Las Vegas, NV
  • 09/2023 → Present
    Bank Of America N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-20
S65 Uniform Investment Adviser Law Examination 2021-04-02
  • S66 Uniform Combined State Law Examination
    2023-09-20
  • S65 Uniform Investment Adviser Law Examination
    2021-04-02
Other Names
  • Ryan Chase Yi
  • Ryan Yi
  • Ryu Yi

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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