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Kenneth John Mcglone

Kom Wealth Management Group, LLC

Appleton, WI

CRD 7414175

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Employer firm

Kom Wealth Management Group, LLC CRD 142682

$408M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Kom Wealth Management Group, Llc

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-08-19
  • WI RA
    APPROVED
    Since 2021-08-19

Branch Locations

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kerntke Otto Mcglone Wealth Management Group Appleton WI 10/2020 Present
Mcglone Fitness Group, Inc. Appleton WI 06/2015 Present
  • 10/2020 → Present
    Kerntke Otto Mcglone Wealth Management Group
    Appleton, WI
  • 06/2015 → Present
    Mcglone Fitness Group, Inc.
    Appleton, WI
Other Businesses

1. McGlone Fitness Group, Inc - Non-Investment Related. 2500 S. Kensington Dr. Appleton, WI 54915. Fitness Center. Owner. 06/2015. 40 Hours/Month (None during security trading hours). 2. McGlone Properties, LLC - Non-Investment Related. 2500 S. Kensington Dr. Appleton, WI 54915. Real Estate. Owner. 06/2015. 10 Hours/Month (None during security trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-11
  • S65 Uniform Investment Adviser Law Examination
    2020-08-11
Other Names
  • Ken John Mcglone
  • Kenny John Mcglone

View on SEC IAPD

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