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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-31
NY RA APPROVED 2023-04-27
  • TX RA
    APPROVED
    Since 2023-05-31
  • NY RA
    APPROVED
    Since 2023-04-27

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 09/2019 Present
J.P. Morgan Securities Llc New York NY 07/2021 Present
Td Bank New York NY 06/2017 11/2017
Unemployed Brooklyn NY 09/2015 05/2017
Unemployed Brooklyn NY 12/2017 08/2019
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2021 → Present
    New York, NY
  • 06/2017 → 11/2017
    Td Bank
    New York, NY
  • 09/2015 → 05/2017
    Unemployed
    Brooklyn, NY
  • 12/2017 → 08/2019
    Unemployed
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-27
S63 Uniform Securities Agent State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2023-04-27
  • S63 Uniform Securities Agent State Law Examination
    2021-10-01

View on SEC IAPD

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