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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-01-11 |
| TX | RA | APPROVED | 2024-01-11 |
Branch Locations
1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States
Urbandale, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Des Moines | IA | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Des Moines | IA | 11/2016 | 01/2024 |
| Rbc Capital Markets, Llc | Clive | IA | 01/2024 | Present |
1) EXECUTOR FOR FAMILY FRIEND, INV RELATED, URBANDALE, IA, START: 12/27/2023, 3 HOURS A MONTH, 0 HOURS DURING TRADING. 2) NAME OF ENTITY: WWC ADDRESS: 500 East Locust, Des Moines, IA 50309 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Owns small parcel of land downtown. START DATE: 01/01/09 CAPACITY: Owner - Passive DUTIES: no duties HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) Name of Entity: Gaskell Partners LLC Address: 4100 John Lynde Rd Des Moines, IA 50312 Investment/Not Investment Related : No Business Description: Passive Real Estate. Capacity: Owner - Passive State Date: 01/01/2018 Duties: none / passive Hours Devoted per month: 0 Hours Devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-22 |
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