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1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-25 |
Branch Locations
1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Thousand Oaks | CA | 06/2021 | 10/2021 |
| Robert D Niehaus Inc. | Santa Barbara | CA | 06/2021 | 06/2021 |
| University Of California Santa Barbara | Santa Barbara | CA | 09/2017 | 06/2021 |
| Robert D Niehaus Inc. | Santa Barbara | CA | 03/2020 | 07/2020 |
| Wendy Fereday Swim School | Santa Barbara | CA | 07/2019 | 03/2020 |
| Wasatch Global Investors | Salt Lake City | UT | 06/2017 | 09/2017 |
| Wasatch Global Investors | Salt Lake City | UT | 06/2018 | 08/2018 |
| Hidden Valley Country Club | Sandy | UT | 06/2016 | 09/2016 |
| Juan Diego Catholic High School | Draper | UT | 09/2013 | 06/2017 |
| Charles Schwab & Co., Inc. | Santa Barbara | CA | 11/2021 | 04/2023 |
| Charles Schwab Bank, Ssb | Santa Barbara | CA | 11/2021 | 04/2023 |
| Cohen & Steers Capital Management, Inc. | New York | NY | 04/2023 | Present |
| Cohen & Steers Securities, Llc | New York | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-07 |
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