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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-19
CT RA APPROVED 2005-09-20
  • TX RA
    APPROVED_RES
    Since 2009-06-19
  • CT RA
    APPROVED
    Since 2005-09-20

Branch Locations

95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States

205 Old Boston Post Rd, Old Saybrook, CT 06475 • United States

Essex, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. East Hartford CT 09/2005 03/2020
Ameriprise Financial Services, Llc Hartford CT 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 23 West Shore Drive, , Old Saybrook, CT, 6475; Not Investment-Related; 07/07/2018 / Single Family; 16 Kent Harbor Rd, , Edgartown, MA, 2539; Not Investment-Related; 01/28/2022. Other Business Activities; ACT Training; Director of multi-sport activities (triathlons); 12 Harbor ViewEssex, CT 06426, ,; Not Investment-Related; 07/21/2011; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2005-08-22

View on SEC IAPD

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