David Michael Sargent

Current Employers

Employment History

• 05/2018 → Present
  Self-Employed
  Whittier, CA
• 09/2017 → 05/2018
  Dz Bank
  Hong Kong Sar
• 08/2012 → 07/2017
  Suffolk University
  Boston, MA
• 03/2017 → 09/2017
  Where Is Henry Cafe
  Malvern, Victoria
• 07/2016 → 02/2017
  Unemployed
  Boston, MA
• 07/2021 → Present
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
• 02/2023 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2021-07-29 → 2023-03-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA

Other Businesses

1. Name of outside business or organization: Real estate investment Address: 2115 W. Glenrosa Avenue, Phoenix, AZ 85105 Title: Investor/Partner, investment related (50% Partner, tenants-in-common) Description of outside business or organization: Landlord Description of duties or responsibilities: Researching RE investment properties, corresponding w. tenants, coordinating plumbers, repair services, rental payment processing. Start date (month/day/year): 06/2019 Hours devoted to OBA monthly: 0 during trading hrs. / 5-10 during non-trading hrs. 2. 02/01/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: LAUREL WEALTH ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/01/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-29