Nicholas Paul Perez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2023 → 10/2023
  Wells Fargo Clearing Services
  Saint Louis, MO
• 04/2016 → 05/2018
  Movies Of Delray
  Delray Beach, FL
• 10/2020 → 02/2021
  Earl's Kitchen And Bar
  Orlando, FL
• 04/2021 → 05/2022
  Marlow's Tavern
  Oviedo, FL
• 06/2021 → 08/2021
  Wells Fargo Advisors
  Linwood, NJ
• 07/2022 → 10/2023
  Wells Fargo Advisors
  Saint Louis, MO
• 05/2018 → 05/2022
  University Of Central Florida
  Delray Beach, FL
• 05/2022 → 07/2022
  Unemployed
  Delray Beach, FL
• 10/2023 → Present
  J.P. Morgan Securities Llc
  Palm Beach Gardens, FL
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Palm Beach Gardens, FL
• 01/2020 → 04/2020
  Golden Sword Investment Corp
  Fort Lauderdale, FL
• 02/2024 → Present
  Spectrum Events
  Oak Ridge North, TX

Other Businesses

Entity Name: Spectrum Events Investment related: No Address: Oak Ridge North, TX 77385 Nature of the other business: Event Services Position/Title/Relationship: Employee/Contractor Start Date: 2/28/2024 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company does even catering. I will be bartending the Cognizant classic golf tournament Effective 10/23/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2023-12-19

Other Names

• Nicholas Perez