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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-20
CA RA APPROVED 2023-05-03
NC RA APPROVED 2023-05-03
  • FL RA
    APPROVED
    Since 2025-08-20
  • CA RA
    APPROVED
    Since 2023-05-03
  • NC RA
    APPROVED
    Since 2023-05-03

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 02/2022 04/2023
Hollister Co. San Francisco CA 03/2018 08/2018
Purdue University West Lafayette IN 08/2018 05/2021
Hollister Co. San Francisco CA 12/2018 01/2019
Abercrombie & Fitch Co. San Francisco CA 05/2019 08/2019
Abercrombie & Fitch Co. San Francisco CA 12/2019 01/2020
Abercrombie & Fitch Co. San Francisco CA 07/2020 08/2020
Abercrombie & Fitch Co. San Francisco CA 12/2020 12/2020
Aritzia Lp San Francisco CA 05/2019 08/2019
Aritzia Lp San Francisco CA 12/2019 01/2020
Aritzia Lp San Francisco CA 11/2019 11/2019
Abercrombie & Fitch Co. San Francisco CA 11/2019 11/2019
Wells Fargo Clearing Services, Llc Chicago IL 06/2021 08/2021
Lowell High School San Francisco CA 08/2014 05/2018
N/A San Francisco CA 08/2021 02/2022
Ubs Financial Services, Inc San Francisco CA 05/2023 Present
  • 02/2022 → 04/2023
    Charlotte, NC
  • 03/2018 → 08/2018
    Hollister Co.
    San Francisco, CA
  • 08/2018 → 05/2021
    Purdue University
    West Lafayette, IN
  • 12/2018 → 01/2019
    Hollister Co.
    San Francisco, CA
  • 05/2019 → 08/2019
    Abercrombie & Fitch Co.
    San Francisco, CA
  • 12/2019 → 01/2020
    Abercrombie & Fitch Co.
    San Francisco, CA
  • 07/2020 → 08/2020
    Abercrombie & Fitch Co.
    San Francisco, CA
  • 12/2020 → 12/2020
    Abercrombie & Fitch Co.
    San Francisco, CA
  • 05/2019 → 08/2019
    Aritzia Lp
    San Francisco, CA
  • 12/2019 → 01/2020
    Aritzia Lp
    San Francisco, CA
  • 11/2019 → 11/2019
    Aritzia Lp
    San Francisco, CA
  • 11/2019 → 11/2019
    Abercrombie & Fitch Co.
    San Francisco, CA
  • 06/2021 → 08/2021
    Chicago, IL
  • 08/2014 → 05/2018
    Lowell High School
    San Francisco, CA
  • 08/2021 → 02/2022
    N/A
    San Francisco, CA
  • 05/2023 → Present
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-21
  • S66 Uniform Combined State Law Examination
    2023-03-21

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