Baruch Shemtov

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 07/2022
  Rbc Capital Markets, Llc
  New York, NY
• 06/2020 → 10/2020
  S.D. Malkin
  New York, NY
• 08/2013 → 05/2020
  Harvard Business School
  Boston, MA
• 01/2015 → 07/2019
  Wnyw/Fox 5 Ny
  New York, NY
• 02/2012 → 03/2017
  Young Hollywood
  New York, NY
• 10/2020 → 07/2021
  Baruch
  New York, NY
• 07/2022 → Present
  Jpmorgan Chase Bank, Na
  New York, NY
• 07/2022 → Present
  Jpmorgan Securities Llc
  New York, NY

Other Businesses

Entity Name: Celebrate Israel Parade Investment related: No Address: https://celebrateisraelny.org/ Nature of the other business: Event Services Position/Title/Relationship: Employee/Contractor Start Date: 06/02/2024 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been asked to be a part of the live TV coverage of the Celebrate Israel Parade. This request has been cleared in the past. Thanks! Entity Name: Veritas Property Group Investment related: No "Address: Manhattan, NY 10019" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/01/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a company that I established before joining JPM. While I have not formally dissolved the entity, this does not require any time or commitment from me.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-07
• S63 Uniform Securities Agent State Law Examination
  2021-08-14