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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-24 |
| UT | RA | APPROVED | 2025-01-24 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Salt Lake City | UT | 06/2021 | 12/2024 |
| Goldenwest Credit Union | Marriott-Slaterviller | UT | 10/2020 | 06/2021 |
| Premium Retail Services | Ogden | UT | 01/2020 | 10/2020 |
| Kbr | Ogden | UT | 06/2019 | 01/2020 |
| Sherwin Williams | Clearfeild | UT | 08/2018 | 05/2019 |
| Autoliv | Ogden | UT | 04/2018 | 08/2018 |
| Target | Layton | UT | 10/2017 | 01/2018 |
| Unemployed | Layton | UT | 05/2017 | 10/2017 |
| Northridge High School | Layton | UT | 08/2014 | 05/2017 |
| Morgan Stanley | Sandy | UT | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-15 |
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