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Hugo Pallares

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-13
UT RA APPROVED 2023-03-07
  • TX RA
    APPROVED
    Since 2023-04-13
  • UT RA
    APPROVED
    Since 2023-03-07

Branch Locations

5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Salt Lake City UT 10/2016 06/2021
Wells Fargo Clearing Services Llc Salt Lake City UT 06/2021 Present
Doordash West Valley UT 10/2020 Present
Wells Fargo Clearing Services, Llc Salt Lake City UT 10/2016 Present
Other Businesses

DOORDASH, NOT INVT RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START DATE 11/1/2020, 32 HRS PER MONTH, 0 HRS DURING TRADING, PICKUP AND DELIVER FOOD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-06
  • S66 Uniform Combined State Law Examination
    2023-03-06
Other Names
  • Hugo Pallares
  • Hugo A Pallares

View on SEC IAPD

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