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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-06 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
30 Montgomery Street Suite 1201, Jersey City, NJ 07302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Katerra | Jersey City | NJ | 02/2019 | 06/2021 |
| Gza | South Bound Brook | NJ | 05/2017 | 02/2019 |
| Terradool | Fort Lee | NJ | 10/2015 | 11/2016 |
| Unemployed | Nutley | NJ | 12/2016 | 04/2017 |
| National Securities Corporation | Jersey City | NJ | 07/2021 | 07/2022 |
| B. Riley Wealth Management | Jersey City | NJ | 07/2022 | 11/2024 |
| B. Riley Wealth Advisors, Inc. | Jersey City | NJ | 10/2022 | 11/2024 |
| Arete Wealth Management | Chicago | IL | 11/2024 | Present |
| Arete Wealth Advisors | Chicago | IL | 11/2024 | Present |
1) SEFT FC CORPORATION; NOT INVESTMENT- RELATED; 86 E. CENTRE ST. NUTLEY NJ, 07110; 501(c)(3) NON- PROFIT SEMI PROFESSIONAL SOCCER TEAM; BOARD MEMBER, COO; START DATE 6/9/2021; 10 HRS/MONTH DEVOTED - NONE DURING SECURITIES TRADING HOURS; BOARD MEMBER, COO - HELP ORGANIZE, PLAN TEAM PRACTICES, GAMES, EVENTS ETC... 2) HUDSONPOINT CAPITAL; INVESTMENT RELATED; 30 MONTGOMERY ST 12TH FLOOR JERSEY CITY NJ 07302; dba; START DATE 7/2021; 40 HRS/WEEK DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-23 |
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