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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-15
UT RA APPROVED 2022-10-24
  • TX RA
    APPROVED
    Since 2022-11-15
  • UT RA
    APPROVED
    Since 2022-10-24

Branch Locations

201 S Main St Floor 13, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2021 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2021 Present
Business Leaders Incorporated Salt Lake City UT 03/2018 06/2021
Jpmorgan West Jordan UT 06/2020 08/2020
University Of Utah Salt Lake City UT 08/2019 05/2020
Granite Credit Union West Jordan UT 06/2017 08/2019
Crewe Capital Salt Lake City UT 05/2019 08/2019
Dennis Mills & Associates Dba Architectural Glazing Products Salt Lake City UT 05/2018 05/2019
Intercontinental Hotels Group West Valley UT 07/2016 06/2017
University Of Utah Salt Lake City UT 08/2017 05/2021
  • 07/2021 → Present
    New York, NY
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2018 → 06/2021
    Business Leaders Incorporated
    Salt Lake City, UT
  • 06/2020 → 08/2020
    Jpmorgan
    West Jordan, UT
  • 08/2019 → 05/2020
    University Of Utah
    Salt Lake City, UT
  • 06/2017 → 08/2019
    Granite Credit Union
    West Jordan, UT
  • 05/2019 → 08/2019
    Crewe Capital
    Salt Lake City, UT
  • 05/2018 → 05/2019
    Dennis Mills & Associates Dba Architectural Glazing Products
    Salt Lake City, UT
  • 07/2016 → 06/2017
    Intercontinental Hotels Group
    West Valley, UT
  • 08/2017 → 05/2021
    University Of Utah
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-27
  • S66 Uniform Combined State Law Examination
    2021-11-27
Other Names
  • Yen Nhi Hoang Nguyen
  • Nhi Hoang Nguyen

View on SEC IAPD

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