Caroline Roulett Beltz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 07/2021 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2020 → 08/2020
  J.p. Morgan Chase
  New York, NY
• 07/2018 → 08/2018
  Big Moose Inn
  Eagle Bay, NY
• 08/2017 → 05/2021
  University Of Virginia
  Charlottesville, VA
• 06/2021 → 06/2021
  Unemployed
  Charlotte, NC
• 08/2015 → 06/2018
  Unemployed
  Charlotte, NC

Other Businesses

Entity Name: Hurray's Girl Beer Investment related: No "Address: Los Angeles, CA https://www.hurraysgirlbeer.com/ " Nature of the other business: Beer Company Position/Title/Relationship: Owner/Partner Start Date: 08/27/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature: Beer company targeting female audience Responsibilities: angel investor (not similar to current role and no connection to JPM that I am aware of)" Entity Name: Isle of Monday Investment related: No "Address: 150 W 25th St (Suite 601), New York, NY, 10001 /https://isleofmonday.com/pages/login?from=%2F%3Fsrsltid%3DAfmBOoqguwRWxpzznVO8E4NJukgeUAoYpJEQs9HFwGxu_KyPmGLDRldk " Nature of the other business: Clothing Company Position/Title/Relationship: Owner/Partner Start Date: 02/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: nature of company: a rental platform for women's luxury vintage clothing responsibilities: angel investor (not similar to firm role) connection: no connection

Exams

• S66 Uniform Combined State Law Examination
  2021-11-10