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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-06 |
| TX | RA | APPROVED_RES | 2025-07-29 |
Branch Locations
1490 Northbank Parkway Suite 100, Tuscaloosa, AL 35406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tuscaloosa | AL | 02/2005 | 04/2017 |
| Bank Of America, Na | Tuscaloosa | AL | 11/2009 | 04/2017 |
| Ameriprise Financial Services Inc | Tuscaloosa | AL | 04/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 03/2020 | 07/2025 |
| Stifel | Tuscaloosa | AL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-29 |
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