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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-17 |
| NY | RA | APPROVED | 2025-06-24 |
Branch Locations
225 Liberty St, New York, NY 10281 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/1999 | Present |
I*4487267Entity Type: N/AName of OBA: P F AND MRS D F JTWROSAddress: Rockville Centre, New York, 11570Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 04/22/2026Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/Grandchild I*4488265 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO P F IRA FBO P F Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4488266 Entity Type: Fiduciary Role Name of OBA: P F AND MRS D F JTWROS Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4487265 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO D F IRA FBO D F Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4487266 Entity Type: Fiduciary Role Name of OBA: P F AND MRS D F JTWROS Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-24 |
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