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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-17
NY RA APPROVED 2025-06-24
  • TX RA
    APPROVED
    Since 2025-07-17
  • NY RA
    APPROVED
    Since 2025-06-24

Branch Locations

225 Liberty St, New York, NY 10281 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/1999 Present
Other Businesses

I*4487267Entity Type: N/AName of OBA: P F AND MRS D F JTWROSAddress: Rockville Centre, New York, 11570Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 04/22/2026Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/Grandchild I*4488265 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO P F IRA FBO P F Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4488266 Entity Type: Fiduciary Role Name of OBA: P F AND MRS D F JTWROS Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4487265 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO D F IRA FBO D F Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4487266 Entity Type: Fiduciary Role Name of OBA: P F AND MRS D F JTWROS Address: Rockville Centre, New York, 11570 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-24
  • S66 Uniform Combined State Law Examination
    2025-06-24
Other Names
  • Jeanine M Francis

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