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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-19
  • VA RA
    APPROVED
    Since 2023-09-19

Branch Locations

228 S Washington St, Ste 120, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Alexandria VA 07/2021 Present
Carr Workplaces Arlington VA 03/2021 07/2021
Carr Workplaces Arlington VA 07/2020 03/2021
Carr Workplaces Mclean VA 12/2019 07/2020
South Florida Educational Federal Credit Union Miami FL 04/2017 10/2019
South Florida Educational Federal Credit Union Miami FL 08/2015 04/2017
  • 07/2021 → Present
    Alexandria, VA
  • 03/2021 → 07/2021
    Carr Workplaces
    Arlington, VA
  • 07/2020 → 03/2021
    Carr Workplaces
    Arlington, VA
  • 12/2019 → 07/2020
    Carr Workplaces
    Mclean, VA
  • 04/2017 → 10/2019
    South Florida Educational Federal Credit Union
    Miami, FL
  • 08/2015 → 04/2017
    South Florida Educational Federal Credit Union
    Miami, FL
Other Businesses

1.02/01/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name / Hall Wealth Management Group; Investment Related; at Reported Business Location(s); Start Date 07/15/2021; hrs/mth; 130hrs during trading 2.06/01/2023; Mercari - online sales; Online Sales; Not Investment Related; at Reported Business Location(s); Start Date 05/08/2022; hrs/mth; hrs during trading 3.12/03/2024; Commonwealth of Virginia; Other - Public Notary; Investment Related; at Reported Business Location(s); Start Date 10/31/2024; 10hrs/mth; 0hrs during trading 4.05/19/2026; Northern Virginia Community College; Outside/W-2 Employment; Not Investment Related; Annandale,VA; Start Date 03/25/2026; 128hrs/mth; 128hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18

View on SEC IAPD

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