John R Ayers

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-10-07
NY	RA	APPROVED	2025-10-07

Branch Locations

Stamford, CT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cowen And Company, Llc	New York	NY	07/2021	04/2024
Pratt And Whitney	East Hartford	CT	05/2020	07/2021
Raytheon Technologies Corporation (Formerly United Technologies)	Farmington	CT	08/2018	05/2020
Raytheon Technologies Corporation (Formerly United Technologies)	Farmington	CT	07/2016	08/2018
Td Securities Llc (Usa)	New York	NY	03/2024	02/2025
Neuberger Berman	New York	NY	02/2025	Present

07/2021 → 04/2024

Cowen And Company, Llc

New York, NY
05/2020 → 07/2021

Pratt And Whitney

East Hartford, CT
08/2018 → 05/2020

Raytheon Technologies Corporation (Formerly United Technologies)

Farmington, CT
07/2016 → 08/2018

Raytheon Technologies Corporation (Formerly United Technologies)

Farmington, CT
03/2024 → 02/2025

Td Securities Llc (Usa)

New York, NY
02/2025 → Present

Neuberger Berman

New York, NY

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-01-22

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