Kevin Lee Maxwell

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 01/2026
  Knights Of Columbus Asset Advisors Llc
  New Haven, CT
• 05/2015 → 01/2026
  Knights Of Columbus Insurance
  New Haven, CT
• 02/2026 → Present
  Equity Services Inc
  Montpelier, VT
• 02/2026 → Present
  National Life Group
  Fruitland Park, FL

Previous Registrations

• 2022-04-05 → 2026-01-06
  Knights Of Columbus Asset Advisors Llc
  Leesburg, FL
  New Haven, CT

Other Businesses

*CORNERSTONE ADVISOR GROUP LLC, 36340 VIA MARCIA, FRUITLAND, FL, 34731, ONGOING, INV REL, 02/2026, INSURANCE, AGENT, DURING TRD/HRS, 15%*CAG TAX SERVICES, LLC, 36340 VIA MARCIA, FRUITLAND PARK, FL, 34731, ONGOING, INV REL, 02/2026, TAX PREPARATION/ BOOKKEEPING, NOT DURING TRD/HRS, 0%.*KING BROKERAGE OF VIRGINIA LLC, 36340 VIA MARCIA, FRUITLAND PARK, FL, 34731 ONGOING, INV REL, 02/2026, WRITE ALTERNATIVE PRODUCTS NOT CARRIED THRU DIRECT AFFILIATIONS AND CASES THAT NATIONAL LIFE CANNOT WRITE, DURING TRD/HRS, 5%*THE SOCIETY FOR FINANCIAL AWARENESS (SOFA), 36340 VIA MARCIA, FRUITLAND PARK, FL, 34731, ONGOING, INV REL, 03/2026, MEMBER AND SPEAKER, EDUCATIONAL SEMINARS, DURING TRD/HRS, 5%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-15

Other Names

• Kevin Maxwell