Best Investors Account Sign in

William Mcdermott Smith

J.P. Morgan Securities LLC

New York, NY

CRD 7409343

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-18
TX RA APPROVED_RES 2024-09-18
  • NY RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED_RES
    Since 2024-09-18

Branch Locations

270 Park Ave Floor 10, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Circle Wealth Management, Llc New York NY 07/2020 03/2024
Lehigh University Bethlehem PA 08/2016 05/2020
Dt Investment Partners Chadds Ford PA 05/2019 07/2019
Unemployed Devon PA 06/2020 06/2020
Unemployed Hoboken NJ 04/2024 08/2024
Jpmorgan Chase Bank, N.A. New York NY 09/2024 Present
J.P. Morgan Securities Llc New York NY 09/2024 Present
  • 07/2020 → 03/2024
    Circle Wealth Management, Llc
    New York, NY
  • 08/2016 → 05/2020
    Lehigh University
    Bethlehem, PA
  • 05/2019 → 07/2019
    Dt Investment Partners
    Chadds Ford, PA
  • 06/2020 → 06/2020
    Unemployed
    Devon, PA
  • 04/2024 → 08/2024
    Unemployed
    Hoboken, NJ
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-17
S65 Uniform Investment Adviser Law Examination 2021-11-29
  • S63 Uniform Securities Agent State Law Examination
    2024-12-17
  • S65 Uniform Investment Adviser Law Examination
    2021-11-29

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor