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Emily Stallings

J.P. Morgan Securities LLC

New York, NY

CRD 7409262

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-09
TX RA APPROVED 2022-11-17
  • NY RA
    APPROVED
    Since 2024-07-09
  • TX RA
    APPROVED
    Since 2022-11-17

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 07/2021 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2021 Present
Jp Morgan Chase & Co. Los Angeles CA 06/2020 08/2020
Encompass Health Dallas TX 06/2019 08/2019
University Of Southern California Los Angeles CA 08/2017 05/2021
Unemployed Dallas TX 06/2021 06/2021
Unemployed Dallas TX 12/2013 07/2017
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 06/2020 → 08/2020
    Jp Morgan Chase & Co.
    Los Angeles, CA
  • 06/2019 → 08/2019
    Encompass Health
    Dallas, TX
  • 08/2017 → 05/2021
    University Of Southern California
    Los Angeles, CA
  • 06/2021 → 06/2021
    Unemployed
    Dallas, TX
  • 12/2013 → 07/2017
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-19
  • S66 Uniform Combined State Law Examination
    2022-01-19
Other Names
  • Emily Hayden Stallings

View on SEC IAPD

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