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Travis Bradford Hawley

Mosley Wealth Management, Inc.

Anaheim, CA

CRD 7409251

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Employer firm

Mosley Wealth Management, Inc. CRD 318592

$279M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mosley Wealth Management, Inc.

2401 E. Katella Avenue Suite 270, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-29
  • CA RA
    APPROVED
    Since 2022-04-29

Branch Locations

2401 E. Katella Avenue Suite 270, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mosley Insurance & Financial Services, Inc. Anaheim CA 07/2021 Present
Mosley Insurance & Financial Services, Inc. Anaheim CA 08/2018 07/2021
Mosley Insurance & Financial Services, Inc. Anaheim CA 09/2017 08/2018
Mosley Insurance & Financial Services, Inc. Anaheim CA 06/2015 09/2017
Ae Wealth Management, Llc. Topeka KS 07/2021 Present
Mosley Wealth Management, Inc. Anaheim CA 02/2022 Present
  • 07/2021 → Present
    Mosley Insurance & Financial Services, Inc.
    Anaheim, CA
  • 08/2018 → 07/2021
    Mosley Insurance & Financial Services, Inc.
    Anaheim, CA
  • 09/2017 → 08/2018
    Mosley Insurance & Financial Services, Inc.
    Anaheim, CA
  • 06/2015 → 09/2017
    Mosley Insurance & Financial Services, Inc.
    Anaheim, CA
  • 07/2021 → Present
    Topeka, KS
  • 02/2022 → Present
    Anaheim, CA
Previous Registrations
Other Businesses

1. MOSLEY INSURANCE & FINANCIAL SERVICES, INC.; NOT INVESTMENT RELATED; 2401 E. KATELLA AVE., SUITE 270, ANAHEIM, CA 92806; INSURANCE SALES, INSURANCE AGENT; START DATE 07/2021 - PRESENT; APPROX 160 HRS/MONTH; APPROX 160 HR/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Designations
  • Chartered Financial Consultant

View on SEC IAPD

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