Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-30 |
| NY | RA | APPROVED | 2024-02-26 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Fedcap Group | Manhattan | NY | 06/2019 | 08/2019 |
| University Of Maryland | College Park | MD | 02/2018 | 03/2020 |
| Unemployment | New York | NY | 05/2020 | 08/2021 |
| Ubs Financial Services Inc. | Manhattan | NY | 08/2021 | Present |
| The Red Cadillac | Union | NJ | 08/2015 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-09 |
Reach out to this advisor