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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-06 |
Branch Locations
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ray & Joan Kroc Center | San Diego | CA | 08/2015 | Present |
| Pruco Securities Llc | San Diego | CA | 06/2023 | 11/2024 |
| San Diego Saints Hockey Club | San Diego | CA | 06/2021 | Present |
| Tweet Management Services | La Mesa | CA | 05/2021 | 07/2023 |
| Ups | San Diego | CA | 08/2020 | 12/2020 |
| The Prudential Insurance Company Of America | San Diego | CA | 09/2023 | Present |
| Lpl Enterprise, Llc | San Diego | CA | 11/2024 | Present |
1) 11/14/2025 Ray & Joan Kroc Center-Hockey Coach-Coach/ Sports/ Fitness-Not inv related-At San Diego, CA-Start date 10/01/2015-20hrs/mth-0hrs/mth during trading 2) 11/12/2025-San Diego Saints Hockey Club-Travel Coach-Coach/ Sports/ Fitness-Not inv related-At San Diego, CA-Start date 08/01/2021-40hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-15 |
| S65 | Uniform Investment Adviser Law Examination | 2021-09-28 |
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