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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-02 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Charlotte | NC | 03/2016 | 01/2017 |
| Raymond James Financial Services, Inc. | Charlotte | NC | 01/2017 | 02/2018 |
| Cygnus Asset Management | Charlotte | NC | 03/2016 | 02/2018 |
| Charlotte Ymca | Charlotte | NC | 10/2016 | 03/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2018 | 10/2019 |
| Woodbury Financial Services Inc | Charlotte | NC | 11/2019 | 12/2020 |
| Worth Financial Advisory Group, Llc | Charlotte | NC | 12/2020 | 12/2022 |
| Park Avenue Securities | Lawrence | NY | 03/2023 | 03/2025 |
| Guardian Life Insurance Company | Lawrence | NY | 01/2023 | 03/2025 |
| Park Avenue Securities | Charlotte | NC | 03/2025 | Present |
| Guardian Life Insurance Company | Charlotte | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-18 |
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