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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-02
  • NC RA
    APPROVED
    Since 2023-03-02

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Charlotte NC 03/2016 01/2017
Raymond James Financial Services, Inc. Charlotte NC 01/2017 02/2018
Cygnus Asset Management Charlotte NC 03/2016 02/2018
Charlotte Ymca Charlotte NC 10/2016 03/2020
Cambridge Investment Research, Inc. Fairfield IA 03/2018 10/2019
Woodbury Financial Services Inc Charlotte NC 11/2019 12/2020
Worth Financial Advisory Group, Llc Charlotte NC 12/2020 12/2022
Park Avenue Securities Lawrence NY 03/2023 03/2025
Guardian Life Insurance Company Lawrence NY 01/2023 03/2025
Park Avenue Securities Charlotte NC 03/2025 Present
Guardian Life Insurance Company Charlotte NC 03/2025 Present
  • 03/2016 → 01/2017
    Wells Fargo Advisors Financial Network, Llc
    Charlotte, NC
  • 01/2017 → 02/2018
    Raymond James Financial Services, Inc.
    Charlotte, NC
  • 03/2016 → 02/2018
    Cygnus Asset Management
    Charlotte, NC
  • 10/2016 → 03/2020
    Charlotte Ymca
    Charlotte, NC
  • 03/2018 → 10/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2019 → 12/2020
    Woodbury Financial Services Inc
    Charlotte, NC
  • 12/2020 → 12/2022
    Worth Financial Advisory Group, Llc
    Charlotte, NC
  • 03/2023 → 03/2025
    Park Avenue Securities
    Lawrence, NY
  • 01/2023 → 03/2025
    Guardian Life Insurance Company
    Lawrence, NY
  • 03/2025 → Present
    Park Avenue Securities
    Charlotte, NC
  • 03/2025 → Present
    Guardian Life Insurance Company
    Charlotte, NC
Previous Registrations
  • 2021-11-18 → 2023-01-06
    Charlotte, NC
  • 2005-07-06 → 2005-12-31
    Harrisdirect Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-18
  • S66 Uniform Combined State Law Examination
    2021-11-18
Other Names
  • Cara Hall
  • Cara Elizabeth Hall

View on SEC IAPD

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