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535 Madison Avenue 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-30 |
Branch Locations
535 Madison Avenue 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cannell & Spears Llc | New York | NY | 05/2016 | Present |
| Foreside Fund Services, Llc | New York | NY | 01/2022 | Present |
1) Cannell & Spears LLC; Investment Related; New York, NY; Began 05/2016; Investment Adviser; Client Service and Planning Manager; Marketing, financial planning, client reporting, client services and operations; 160 hours per month with 0 hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-24 |
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