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Alex Rabell

J.P. Morgan Securities LLC

New York, NY

CRD 7408071

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
NY RA APPROVED 2021-11-15
  • TX RA
    APPROVED
    Since 2022-11-16
  • NY RA
    APPROVED
    Since 2021-11-15

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2021 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2021 Present
Babson College Wellesley MA 09/2018 11/2020
Babson College Wellesley MA 02/2018 11/2020
J.p.mOrgan Chase Miami FL 06/2020 08/2020
Pricewaterhouse Coopers Miami FL 06/2019 07/2019
Babson College Wellesley MA 09/2017 12/2020
Unemployed Miami FL 06/2011 08/2017
Unemployed Miami FL 01/2021 06/2021
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2018 → 11/2020
    Babson College
    Wellesley, MA
  • 02/2018 → 11/2020
    Babson College
    Wellesley, MA
  • 06/2020 → 08/2020
    J.p.mOrgan Chase
    Miami, FL
  • 06/2019 → 07/2019
    Pricewaterhouse Coopers
    Miami, FL
  • 09/2017 → 12/2020
    Babson College
    Wellesley, MA
  • 06/2011 → 08/2017
    Unemployed
    Miami, FL
  • 01/2021 → 06/2021
    Unemployed
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-15
  • S66 Uniform Combined State Law Examination
    2021-11-15

View on SEC IAPD

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