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Daniel Ethington

Rbc Capital Markets, LLC

Denver, CO

Thornton, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-24
  • CO RA
    APPROVED
    Since 2025-03-24

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Denver CO 07/2021 Present
Wells Fargo Broomfield CO 09/2018 07/2021
Temple Grandin School Boulder CO 05/2015 05/2019
Papa John's Erie CO 05/2015 09/2017
Camp Bow Wow Boulder Boulder CO 11/2017 06/2018
Academy Bank Lafayette CO 04/2016 08/2017
  • 07/2021 → Present
    Rbc Capital Markets, Llc
    Denver, CO
  • 09/2018 → 07/2021
    Wells Fargo
    Broomfield, CO
  • 05/2015 → 05/2019
    Temple Grandin School
    Boulder, CO
  • 05/2015 → 09/2017
    Papa John's
    Erie, CO
  • 11/2017 → 06/2018
    Camp Bow Wow Boulder
    Boulder, CO
  • 04/2016 → 08/2017
    Academy Bank
    Lafayette, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-24
  • S66 Uniform Combined State Law Examination
    2025-03-24

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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