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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-02 |
| TX | RA | APPROVED | 2022-11-16 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 07/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2021 | Present |
| Jpmorgan Chase & Co. | Chicago | IL | 06/2020 | 08/2020 |
| Uchicago Medicine Department Of Radiology | Chicago | IL | 12/2019 | 05/2021 |
| Cook County Public Defender's Office | Chicao | IL | 06/2019 | 08/2019 |
| Uchicago Medicine Department Of Radiology Administrative Office | Chicago | IL | 10/2018 | 06/2019 |
| Uchicago Neighborhood Schools Program | Chicago | IL | 11/2017 | 12/2018 |
| Women's Business Development Center | Chicago | IL | 06/2018 | 08/2018 |
| University Of Chicago | Chicago | IL | 09/2017 | 06/2021 |
| Ruffalo Noel Levitz | Chicago | IL | 07/2019 | 12/2020 |
| Unemployed | Chicago | IL | 06/2011 | 10/2017 |
Entity Name: Rover Investment related: No Address: 720 Olive Way, Suite 1900, Seattle, WA 98101, USA/Website: https://www.rover.com Nature of the other business: Pet Sitting Position/Title/Relationship: Employee/Contractor Start Date: 02/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rover is an online marketplace and mobile app connecting pet parents with local, vetted pet sitters and dog walkers. It provides services including dog walking and dog sitting and drop-in visits. My responsibilities would include dog walking and dog sitting. This role is not similar to my firm role and to my knowledge, there is no connection to JPMorgan Chase.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-02 |
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