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Emily Shiang

J.P. Morgan Securities LLC

New York, NY

CRD 7406755

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-30
TX RA APPROVED 2022-11-15
  • NY RA
    APPROVED
    Since 2022-11-30
  • TX RA
    APPROVED
    Since 2022-11-15

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornell University, Student And Campus Life Ithaca NY 09/2018 05/2021
Amazon Ithaca NY 09/2019 03/2021
Jpmorgan Chase Fremont CA 06/2020 08/2020
Jpmorgan Securities Llc New York NY 07/2021 Present
Jpmorgan Chase Bank Na New York NY 07/2021 Present
Wells Fargo San Francisco CA 06/2019 08/2019
Nevro Corporation Fremont CA 05/2018 08/2018
Cornell University Ithaca NY 08/2017 05/2021
Fremont Testing Services Inc Fremont CA 04/2017 08/2017
Unemployed Fremont CA 06/2021 06/2021
Unemployed Fremont CA 06/2016 03/2017
Unemployed Ithaca NY 09/2017 04/2018
Cornell University Communication Center Ithaca NY 01/2019 01/2020
Cornell University Ithaca NY 08/2018 05/2020
  • 09/2018 → 05/2021
    Cornell University, Student And Campus Life
    Ithaca, NY
  • 09/2019 → 03/2021
    Amazon
    Ithaca, NY
  • 06/2020 → 08/2020
    Jpmorgan Chase
    Fremont, CA
  • 07/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2019 → 08/2019
    Wells Fargo
    San Francisco, CA
  • 05/2018 → 08/2018
    Nevro Corporation
    Fremont, CA
  • 08/2017 → 05/2021
    Cornell University
    Ithaca, NY
  • 04/2017 → 08/2017
    Fremont Testing Services Inc
    Fremont, CA
  • 06/2021 → 06/2021
    Unemployed
    Fremont, CA
  • 06/2016 → 03/2017
    Unemployed
    Fremont, CA
  • 09/2017 → 04/2018
    Unemployed
    Ithaca, NY
  • 01/2019 → 01/2020
    Cornell University Communication Center
    Ithaca, NY
  • 08/2018 → 05/2020
    Cornell University
    Ithaca, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-13
  • S66 Uniform Combined State Law Examination
    2021-12-13

View on SEC IAPD

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