Adolfo Garcia

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-11

TX RA
APPROVED

Since 2024-04-11

Branch Locations

11750 Katy Freeway Suite 760, Houston, TX 77079-1255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Mcallen	TX	11/2011	05/2017
Camp Balcones Springs	Marble Falls	TX	06/2017	08/2017
Tulane University Office Of Undergraduate Admission	New Orleans	LA	05/2018	05/2021
Bernstein Private Wealth	Houston	TX	06/2019	12/2023
Unemployed	New Orleans	LA	09/2017	02/2018
Edward Jones	St. Louis	MO	03/2024	Present

11/2011 → 05/2017

Unemployed

Mcallen, TX
06/2017 → 08/2017

Camp Balcones Springs

Marble Falls, TX
05/2018 → 05/2021

Tulane University Office Of Undergraduate Admission

New Orleans, LA
06/2019 → 12/2023

Bernstein Private Wealth

Houston, TX
09/2017 → 02/2018

Unemployed

New Orleans, LA
03/2024 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-09
S63	Uniform Securities Agent State Law Examination	2021-12-04

S66 Uniform Combined State Law Examination

2024-04-09
S63 Uniform Securities Agent State Law Examination

2021-12-04

Other Names

Fo Garcia
Adolfo Valentin Garcia

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS

TSA WEALTH MANAGEMENT

TRI-STAR ADVISORS, INC.

HORNOR, TOWNSEND & KENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

MARINER INDEPENDENT

Other Investors

John Charles Robinson

CRYSTAL ALLISON MCKEON

AUSTIN GENTRY MARRS

JONATHAN HARRISON SWANBURG

WILLIAM THOMAS PAYNE

JON CARTER VAUGHAN

GREGORY JAMES KALLUS

Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX

TSA WEALTH MANAGEMENT · HOUSTON, TX

PEREA CAPITAL · HOUSTON, TX

TRI-STAR ADVISORS, INC. · HOUSTON, TX

HORNOR, TOWNSEND & KENT, LLC · Houston, TX

AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX

LPL FINANCIAL LLC · HOUSTON, TX

MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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